Lawrence Royt Wagner

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-05-29

CA RA
APPROVED

Since 2007-05-29

Branch Locations

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Citi Retail Banking 3400 Camino Tassajara Road, Danville, CA 94506 • United States

San Ramon, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	San Lorenzo	CA	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

San Lorenzo, CA

Previous Registrations

2005-09-13 → 2007-05-29

Citicorp Investment Services

San Lorenzo, CA

San Lorenzo, CA
2001-03-22 → 2005-08-29

Morgan Stanley Dw Inc.

Danville, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-25
S63	Uniform Securities Agent State Law Examination	1991-01-14

S65 Uniform Investment Adviser Law Examination

2000-05-25
S63 Uniform Securities Agent State Law Examination

1991-01-14

Other Names

Lawrence R Wagner

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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