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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-14 |
Branch Locations
3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States
Palm Beach Garedens, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Palm Beach Gardens | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palm Beach Gardens | FL | 11/2016 | 12/2020 |
| Ameriprise Financial Services, Llc | Palm Beach Gardens | FL | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-15 |
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