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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Beachwood | OH | 04/2017 | 08/2017 |
| Axa Advisors, Llc | Cleveland | OH | 09/2017 | 07/2018 |
| Jpmorgan Chase Bank, N.A. | Hinsdale | IL | 08/2018 | Present |
| J.P. Morgan Securities Llc | Hinsdale | IL | 08/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Cleveland | OH | 05/2016 | 04/2017 |
| Tiaa | Cleveland | OH | 05/2016 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-10-07 |
| S65 | Uniform Investment Adviser Law Examination | 2005-10-05 |
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