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Michael Jay Rubenstein

Focus 401 (K) Group, LLC

Addison, TX

CRD 2112298

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Employer firm

Focus 401 (K) Group, LLC CRD 172217

$170M regulatory AUM 18 advisory clients

Reported services (Item 5G)

  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus 401 (K) Group, Llc

16415 Addison Road Suite 312, Addison, TX 75001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-12
  • TX RA
    APPROVED
    Since 2014-07-12

Branch Locations

16415 Addison Road Suite 312, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus 401(K) Group, Llc Addison TX 07/2014 Present
  • 07/2014 → Present
    Focus 401(K) Group, Llc
    Addison, TX
Previous Registrations
  • 2010-11-30 → 2014-11-18
    Lpl Financial Llc
    Fort Mill, SC
    Bryan, OH
    Addison, TX
  • 2009-07-22 → 2010-11-30
    Nrp Advisors, Inc.
    Dallas, TX
    Bryan, OH
Other Businesses

1. DBA ONLY - FOCUS 401(K) GROUP -APPROVED 12/1/10. 2. DBA W/ENTITY - CORE RETIREMENT ADVISORS, LLC -APPROVED 12/1/10.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-21
S63 Uniform Securities Agent State Law Examination 1992-04-07
  • S65 Uniform Investment Adviser Law Examination
    2009-07-21
  • S63 Uniform Securities Agent State Law Examination
    1992-04-07

View on SEC IAPD

Nearby Firms

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Nearby Investors

PAMALA ANN REICHERT
TONY GENE GRIEPENTROG
RYAN ALLEN HOBBS

Nearby Offices

GENEOS WEALTH MANAGEMENT, INC. · ENGLEWOOD, CO
BLUE SKY ASSET MANAGEMENT, LLC · ENGLEWOOD, CO
CWM, LLC · Englewood, CO

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