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Joel David Donley

First Trust Advisors LP

Wheaton, IL

Kirkwood, MO

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-10-17
  • IL RA
    APPROVED
    Since 2011-10-17

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Kirkwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Lisle IL 08/2000 Present
First Trust Advisors L.P. Lisle IL 09/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-30
S63 Uniform Securities Agent State Law Examination 1997-09-24
  • S65 Uniform Investment Adviser Law Examination
    2002-10-30
  • S63 Uniform Securities Agent State Law Examination
    1997-09-24

View on SEC IAPD

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