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James Edward Slater

Abbit Management Corp

Grand Haven, MI

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Current Employers
Abbit Management Corp

16986 Robbins Rd Suite 100, Grand Haven, MI 49417 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-06-01
  • MI RA
    APPROVED
    Since 2012-06-01

Branch Locations

16986 Robbins Rd Suite 100, Grand Haven, MI 49417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abbit Management Corp. Grand Haven MI 05/2012 Present
Previous Registrations
  • 2012-01-18 → 2012-05-01
    Pnc Capital Advisors Llc
    Grand Rapids, MI
  • 2009-11-13 → 2009-12-31
    Pnc Wealth Management Llc
    Grand Rapids, MI
  • 2008-10-08 → 2009-11-13
    Natcity Investments, Inc.
    Grand Rapids, MI
    Grand Rapids, MI
  • 2008-03-12 → 2008-08-18
    J.P. Morgan Securities Inc.
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S66 Uniform Combined State Law Examination
    2008-03-06
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15
Other Names
  • James E Slater
  • Jim Slater

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Grand Haven, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grand Haven, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · GRAND HAVEN, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grand Haven, MI
EDWARD JONES · GRAND HAVEN, MI
ON INVESTMENT MANAGEMENT CO · Grand Haven, MI
ON INVESTMENT MANAGEMENT CO · Grand Haven , MI
DB & C ADVISORS, LLC · GRAND HAVEN, MI

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