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Kelly Anne Mullin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakewood Ranch, FL

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-03-23
TX RA APPROVED 2008-05-16
NJ RA APPROVED 2004-03-10
  • FL RA
    APPROVED
    Since 2020-03-23
  • TX RA
    APPROVED
    Since 2008-05-16
  • NJ RA
    APPROVED
    Since 2004-03-10

Branch Locations

6311 Atrium Dr, Lakewood Ranch, FL 34202 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith, Inc. Pennington NJ 02/2001 Present
  • 02/2001 → Present
    Merrill Lynch Pierce Fenner & Smith, Inc.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-08
S63 Uniform Securities Agent State Law Examination 1994-06-15
  • S66 Uniform Combined State Law Examination
    2003-10-08
  • S63 Uniform Securities Agent State Law Examination
    1994-06-15

View on SEC IAPD

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Aaron Seth Vaughn
Alexandra M Hatfield
Michael C Cermak
PAMELA RUTH MILLER
WILLIAM BRUCE BODY
ANDREW OLSON WALTHER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LAKEWOOD RANCH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL
DOW FAMILY OFFICE ADVISORY, LLC · LAKEWOOD RANCH, FL

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