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Robert B Sullivan

Yankee Investor, LLC

New Bedford, MA

CRD 2111898

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Employer firm

Yankee Investor, LLC CRD 289421

$11.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Yankee Investor, Llc

128 Union Street Suite 502, New Bedford, MA 02740 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-11-08
  • MA RA
    APPROVED
    Since 2017-11-08

Branch Locations

128 Union Street Suite 502, New Bedford, MA 02740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yankee Investor, Llc Taunton MA 07/2017 Present
Ballow & Hutchinson Realty Group Taunton MA 09/2015 07/2017
  • 07/2017 → Present
    Yankee Investor, Llc
    Taunton, MA
  • 09/2015 → 07/2017
    Ballow & Hutchinson Realty Group
    Taunton, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-01
S63 Uniform Securities Agent State Law Examination 1991-01-22
  • S65 Uniform Investment Adviser Law Examination
    1992-12-01
  • S63 Uniform Securities Agent State Law Examination
    1991-01-22

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
CLARITY RETIREMENT & WEALTH, LLC

Nearby Investors

TRAVIS JAMES SOUSA
Jackson Wellman
Shilah Ashley Tate

Nearby Offices

CITIZENS SECURITIES, INC. · NEW BEDFORD, MA
CETERA INVESTMENT ADVISERS LLC · NEW BEDFORD, MA
CLARITY RETIREMENT & WEALTH, LLC · NEW BEDFORD, MA

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