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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Lloyd Harbor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc Lloyd Harbor NY 08/2012 Present
  • 08/2012 → Present
    Columbia Management Investment Distributors Inc
    Lloyd Harbor, NY
Other Businesses

Name of Activity: Cold Spring Harbor Booster Club; Date Activity Started/Modified/Ended: 12/26/2019; Type of Activity: Other - Booster Club; Role/Relationship: Officer; Responsibilities: Raise money for sports teams; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-19
S63 Uniform Securities Agent State Law Examination 1990-12-26
  • S65 Uniform Investment Adviser Law Examination
    2012-12-19
  • S63 Uniform Securities Agent State Law Examination
    1990-12-26
Other Names
  • Albert Thomas Kircher

View on SEC IAPD

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