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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Lloyd Harbor, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Lloyd Harbor | NY | 08/2012 | Present |
Name of Activity: Cold Spring Harbor Booster Club; Date Activity Started/Modified/Ended: 12/26/2019; Type of Activity: Other - Booster Club; Role/Relationship: Officer; Responsibilities: Raise money for sports teams; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-26 |
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