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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
1575 Pine Ridge Road Unit 8, Naples, FL 34109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Naples | FL | 12/1990 | Present |
| Pruco Securities, Llc. | Naples | FL | 11/1990 | 11/2024 |
| Lpl Enterprise, Llc | Naples | FL | 11/2024 | Present |
1) 12/20/2024- Brimmer's Custom Decor, Inc- Commercial Christmas Decorating Company- Business Owner- Not INV Related- Naples, FL- Start Date 10/01/1994- 40hrs/mth- 40hrs during trading 2) 10/07/2024- Sharon Brimmer Agency Inc- Outside Property & Casualty Insurance Agency in the State of Florida- Property and Casualty- INV Related- Naples, FL- Start Date 09/01/2015- 40hrs/mth- 40hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
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