Maureen C Keating

Current Employers

Employment History

• 10/1990 → 11/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
• 06/2011 → 11/2023
  Bank Of America,N.A.
  Hartford, CT
• 11/2023 → Present
  Ubs Financial Services, Inc.
  Hartford, CT

Previous Registrations

• 1993-05-11 → 2023-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  Hartford, CT

Other Businesses

1) For profit or not for profit: For-Profit Organization; Name of outside business organization: The E.D.K. Rev Living Trust U/A 5/27/92; Investment related: N; Address of business: Gulfport, Florida 33707; Nature of business: Trust; Position, title, association: Trustee; Start date of relationship: 11/30/2015; Number of hours devoted: 0 hour(s) Annually; Number of hours devoted during trading hours: 0; Duties: Trustee /// 2) For profit or not for profit: For-Profit Organization; Name of outside business organization: The C.L.K. Rev Living Trust U/A 5/27/92; Investment related: N; Address of business: Gulfport, Florida 33707; Nature of business: Trust; Position, title, association: Trustee; Start date of relationship: 11/30/2015; Number of hours devoted: 4 hour(s) Monthly; Number of hours devoted during trading hours: 0; Duties: Trustee /// 3) The C.L.K. Trust U/A Dtd 05/27/1992; Provide funds for the health, education, maintenance, support of the beneficiary; Ellington, Connecticut; This is a family trust. There are two separate accounts, allowing distributions for health, education, maintenance and support and 5% per year. Start date: 6/21/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-03
• S63 Uniform Securities Agent State Law Examination
  1991-01-24

Other Names

• Maureen Claire Keating