Kenneth Charles Heiser

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 02/2018
  Baystate Wealth Management
  Boston, MA
• 01/2015 → 03/2017
  Metlife Securities Inc.
  Westport, CT
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Westport, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Westport, CT

Previous Registrations

• 2013-10-21 → 2018-02-01
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Westport, CT
• 2002-01-02 → 2015-01-02
  New England Securities
  Westport, CT
  Westport, CT
  Westport, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-28
• S63 Uniform Securities Agent State Law Examination
  1991-11-29