Gary Allen Graham

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Calton & Associates, Inc.
  Huntington Beach, CA

Previous Registrations

• 2011-08-23 → 2015-05-15
  Wedbush Securities Inc.
  Ontario, CA
  Indian Wells, CA
• 2007-04-11 → 2011-08-23
  Crowell, Weedon & Co.
  West Covina, CA
  West Covina, CA
• 2003-07-01 → 2004-11-23
  Wells Fargo Clearing Services, Llc
  Claremont, CA
• 2001-04-05 → 2003-07-01
  Prudential Equity Group, Llc
  Pasadena, CA

Other Businesses

1.) American Alternative Assets (formerly Allegiance Gold): Is Not Investment Related: Address: 21700 Oxnard St, Ste 850, Woodland Hills, CA, 91367, Nature of Business/Duties: Closer of leads provided to purchase physical precious metals for storage at residence or depository. Position: Referral Closer: Start date: 07/01/2021: hours per month 12, and 0 hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-11
• S63 Uniform Securities Agent State Law Examination
  1990-12-05