Kirk Robert Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 08/2017
  J.P. Morgan Securities Llc
  Canoga Park, CA
• 08/2017 → 06/2025
  Western International Securities, Inc.
  Mckinney, TX
• 06/2025 → Present
  Lpl Financial Llc
  Mckinney, TX

Previous Registrations

• 2017-08-09 → 2025-06-05
  Western International Securities, Inc.
  Westlake Village, CA
  Sherman Village, CA
  Mckinney, TX
  Mckinney, TX
• 2012-10-01 → 2017-09-06
  J.P. Morgan Securities Llc
  Canoga Park, CA
  Calabasas, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Canoga Park, CA
  Reseda, CA
  Westlake Village, CA
  Tarzana, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Reseda, CA
  Woodland Hills, CA
  Tarzana, CA
  Woodland Hills, CA
• 2012-08-24 → 2012-10-01
  Chase Investment Services Corp.
  Canoga Park, CA
• 2011-09-29 → 2012-05-15
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Irvine, CA
• 2010-09-30 → 2011-09-19
  Chase Investment Services Corp.
  Sherman Oaks, CA
  North Hollywood, CA
  Northfield, IL
  Skokie, IL

Other Businesses

1. 6/5/2025: Kirk Miller Advisory Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 8/9/2017; 160hrs/mo. during trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-28
• S63 Uniform Securities Agent State Law Examination
  2007-02-28