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Dane E Brown

J.P. Morgan Securities LLC

Morristown, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

225 South Street, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker -Health Insurance (Group) Bridgewater NJ 02/1993 Present
J.P. Morgan Securities Llc Morristown NJ 10/2012 Present
Jpmorgan Chase Bank, N.A. Morristown NJ 03/1998 Present
  • 02/1993 → Present
    Broker -Health Insurance (Group)
    Bridgewater, NJ
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Morristown, NJ
  • 03/1998 → Present
    Jpmorgan Chase Bank, N.A.
    Morristown, NJ
Previous Registrations
  • 2000-07-25 → 2012-10-01
    Chase Investment Services Corp.
    Madison, NJ
    Madison, NJ
    Chatham, NJ
    Florham Park, NJ
    Morristown, NJ
    Madison, NJ
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-30
S63 Uniform Securities Agent State Law Examination 1997-10-27
  • S65 Uniform Investment Adviser Law Examination
    2002-10-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-27
Other Names
  • Dane Brown
  • Dane Edward Brown

View on SEC IAPD

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