Hope L Klein-andino

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2009-06-19
NJ	RA	APPROVED	2006-09-13

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2009-06-19
NJ RA
APPROVED

Since 2006-09-13

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	New York	NY	04/2006	Present

04/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

New York, NY

Other Businesses

I*33999 Entity Type: HOA, Freehold, Co Op NAME OF OUTSIDE BUSINESS ORGANIZATION: SCARSDALE MEADOWS CONDOMINIUM INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SCARSDALE, NEW YORK 10583 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 11/10/2008 NUMBER OF HOURS DEVOTED: 2 HOUR S MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT AND ADVISORY BOARD MEMBER CONDO BOARD TO OVERSEE MANAGEMENT & EXPENSES I*: 2510272 Entity Type: Charitable Name of OBA: Edgemont Community Council Address: Scarsdale, NY, 10583 Investment Related: No Position, Title, Association: Board member Employee Start Date: 6/9/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Determine community opinion on civic matter, coordinate action thereon and to plan and promote the general welfare of the Edgemont Community

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-12
S63	Uniform Securities Agent State Law Examination	2000-01-14

S66 Uniform Combined State Law Examination

2006-09-12
S63 Uniform Securities Agent State Law Examination

2000-01-14

Other Names

Hope Lisa Klein

View on SEC IAPD