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Christopher Brian Thom

Sequoia Financial Group, L.L.C.

Akron, OH

Akron, OH

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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-17
  • OH RA
    APPROVED
    Since 2024-06-17

Branch Locations

3500 Embassy Parkway, Suite 100, Akron, OH 44333 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 10/2012 11/2019
Schw Private Client Invest Adv Lone Tree CO 03/2014 11/2019
Financial Engines Advisors L.L.C Santa Clara CA 04/2020 02/2023
Unemployed Parker CO 11/2019 04/2020
Adviser Investments, Llc Newton MA 03/2023 05/2024
Sequoia Financial Group, Llc Akron OH 06/2024 Present
  • 10/2012 → 11/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 03/2014 → 11/2019
    Schw Private Client Invest Adv
    Lone Tree, CO
  • 04/2020 → 02/2023
    Financial Engines Advisors L.L.C
    Santa Clara, CA
  • 11/2019 → 04/2020
    Unemployed
    Parker, CO
  • 03/2023 → 05/2024
    Adviser Investments, Llc
    Newton, MA
  • 06/2024 → Present
    Sequoia Financial Group, Llc
    Akron, OH
Previous Registrations
  • 2023-03-17 → 2024-05-06
    Rwa Wealth Partners
    Boston, MA
    Fort Worth, TX
  • 2023-03-17 → 2023-11-08
    Polaris Wealth Advisory Group
    Fort Worth, TX
    San Rafael, CA
  • 2020-04-14 → 2023-03-10
    Edelman Financial Engines
    Lone Tree, CO
    Fort Worth, TX
  • 2012-10-24 → 2019-12-02
    Schwab Wealth Advisory, Inc.
    Englewood, CO
    Orlando, FL
    Englewood, CO
    Lone Tree, CO
  • 2011-09-19 → 2012-10-03
    Jwa Financial Group, Inc.
    Dallas, TX
  • 2006-04-05 → 2011-09-13
    Usaa Financial Planning Services
    San Antonio, TX
  • 2005-08-22 → 2006-03-28
    Signal Securities, Inc.
    Arlington, TX
    Arlington, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-11
  • S63 Uniform Securities Agent State Law Examination
    2001-10-11
Designations

View on SEC IAPD

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OBJECTIVE CAPITAL MANAGEMENT, LLC

Other Investors

KEVIN JAMES BAUER
WILLIAM THOMAS MAWBY
MATTHEW BURKE PRICE
MICHAEL LEE LALLATHIN
VICTORIA LOUISE ELLINGER
RONALD GREGORY FLOWERS
SEAN MICHAEL HOUSTON
JOSEPH PAUL D'ANNIBALLE

Other Offices

CETERA INVESTMENT ADVISERS LLC · AKRON, OH
ON INVESTMENT MANAGEMENT CO · AKRON, OH
CONCURRENT INVESTMENT ADVISORS, LLC · Akron, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Fairlawn, OH
CETERA INVESTMENT ADVISERS LLC · FAIRLAWN, OH
VALMARK ADVISERS, INC. · Akron, OH
VALMARK ADVISERS, INC. · Fairlawn, OH
VALMARK ADVISERS, INC. · Fairlawn, OH

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