Gregg Howard Johnson

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 10/2021
  Securities America, Inc
  Omaha, NE
• 10/2006 → 10/2021
  Securities America Advisor, Inc
  Omaha, NE
• 11/2021 → 01/2024
  Cetera Advisor Networks
  El Segundo, CA
• 01/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2021 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Omaha, NE
• 10/2021 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE

Previous Registrations

• 2006-10-10 → 2021-10-05
  Securities America Advisors, Inc.
  La Vista, NE
• 2006-04-25 → 2006-09-11
  Cetera Investment Services Llc
  Omaha, NE
  Omaha, NE
  Lincoln, NE
  Lincoln, NE
  Fort Collins, CO
  Fort Collins, CO
  Overland Park, KS
  Columbus, NE
  Norfolk, NE
  North Platte, NE
  Scottsbluff, NE
  Bellevue, NE
  David City, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Lavista, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Yankton, SD
  Fremont, NE
  Kearney, NE
  Greeley, CO
  Boulder, CO
  Mitchell, SD
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Shawnee, KS
  Loveland, CO
  Chadron, NE
  Alliance, NE
  Overland Park, KS
  Olathe, KS
  Overland Park, KS
  Shawnee Mission, KS
  Denver, CO
  Fremont, NE
  Fremont, NE
  Blair, NE
  Frisco, TX
  Omaha, NE
  Omaha, NE
  Fort Collins, CO
  Greeley, CO
  Grand Island, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / NATIONAL SALES DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE BUSINESS DEVELOPMENT AND M&A SALES TEAMS; 2. NAME OF OTHER BUSINESS: METRO OMAHA RED CROSS; INVESTMENT RELATED: NO; ADDRESS: OMAHA, NE 68124; NATURE OF BUSINESS: HEALTH / MEDICAL; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN MONTHLY BOARD MEETINGS THAT ASSIST WITH THE MANAGEMENT OF THE REGIONAL ORGANIZATION. I ALSO SERVE ON THE SUB-COMMITTEE THAT IDENTIFIES AND RECRUITS NEW BOARD MEMBERS; 3. NAME OF OTHER BUSINESS: JS-4-HAWKS LLC; INVESTMENT RELATED: NO; ADDRESS: MOORHEAD, IA 51558; NATURE OF BUSINESS: VACATION HOME; START DATE: 06/2013; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNERSHIP IN THIS LLC WITH THE PURPOSE OF OWNING A VACATION HOME IN AZ. DO NOT RENT OUT THIS PROPERTY; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: NATIONAL SALES DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE BUSINESS DEVELOPMENT AND M&A SALES TEAMS; 5. NAME OF OTHER BUSINESS: CITYLIGHT FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: OMAHA, NE 68144; NATURE OF BUSINESS: CHURCH; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER MONTH: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN MONTHLY MEETINGS WHERE THE COMMITTEE REVIEWS FINANCIAL STATEMENTS AND HELPS SET THE DIRECTION OF THE CHURCH AS IT RELATES TO FINANCIAL MATTERS. I DO NOT PROVIDE ANY SECURITIES INVESTMENT GUIDANCE;

Exams

• S66 Uniform Combined State Law Examination
  2006-04-12
• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1991-02-01

Other Names

• Gregg H Johnson
• Gregg Johnson
• Gregg Howard Johnson