Robert Wayne Stites

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  Stites Financial Llc
  Ann Arbor, MI
• 02/2009 → 02/2018
  Invest Financial Corporation
  Ann Arbor, MI
• 07/2015 → 02/2018
  Blue Water Asset Management
  Ann Arbor, MI
• 02/2018 → Present
  Lpl Financial Llc
  Ann Arbor, MI

Previous Registrations

• 2010-06-01 → 2018-02-20
  Invest Financial Corporation
  Appleton, WI
  Ann Arbor, MI
  Appleton, WI
• 2015-07-02 → 2018-02-15
  Blue Water Asset Management
  Ann Arbor, MI
  Grand Rapids, MI
• 2010-11-19 → 2015-09-02
  Cg Advisory Services
  Ann Arbor, MI

Other Businesses

1. 02/14/2018 - STITES FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - INS SALES/INS AGT - Start Date 4/1997 - 50 Hours Per Month/30 Hours During Securities Trading - Health & Life, Group Benefits, Accident. 2. 02/14/2018 - STITES FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-03
• S63 Uniform Securities Agent State Law Examination
  1991-02-22

Other Names

• Robert Wayne Stites