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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-13
GA RA APPROVED 2004-08-10
  • TX RA
    APPROVED_RES
    Since 2015-01-13
  • GA RA
    APPROVED
    Since 2004-08-10

Branch Locations

107 Weatherstone Drive Suite 520, Woodstock, GA 30188 • United States

Acworth, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc. Atlanta GA 10/2003 Present
Other Businesses

--1--KAP FINANCIAL SOLUTIONS NOT INVESTMENT RELATED 107 WEATHERSTONE DRIVE, SUITE 520, WOODSTOCK, GA 30188 DBA FOR FINANCIAL SERVICES OWNER 1996 140 HOURS/MONTH, DURING TRADING FINANCIAL SERVICES --2--FIXED INSURANCE NOT INVESTMENT RELATED 107 WEATHERSTONE DRIVE, SUITE 520, WOODSTOCK, GA 30188 FIXED INSURANCE SALES THROUGH VARIOUS CARRIERS - PRIMARILY ASH BROKERAGE AGENT 06/2015 10 HOURS/MONTH, DURING TRADING INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-09
S63 Uniform Securities Agent State Law Examination 1991-01-11
  • S66 Uniform Combined State Law Examination
    2004-08-09
  • S63 Uniform Securities Agent State Law Examination
    1991-01-11

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