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The Strategic Financial Alliance, Inc. CRD 126514
$382M regulatory AUM 30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-13 |
| GA | RA | APPROVED | 2004-08-10 |
Branch Locations
107 Weatherstone Drive Suite 520, Woodstock, GA 30188 • United States
Acworth, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 10/2003 | Present |
--1--KAP FINANCIAL SOLUTIONS NOT INVESTMENT RELATED 107 WEATHERSTONE DRIVE, SUITE 520, WOODSTOCK, GA 30188 DBA FOR FINANCIAL SERVICES OWNER 1996 140 HOURS/MONTH, DURING TRADING FINANCIAL SERVICES --2--FIXED INSURANCE NOT INVESTMENT RELATED 107 WEATHERSTONE DRIVE, SUITE 520, WOODSTOCK, GA 30188 FIXED INSURANCE SALES THROUGH VARIOUS CARRIERS - PRIMARILY ASH BROKERAGE AGENT 06/2015 10 HOURS/MONTH, DURING TRADING INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-11 |
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