Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-10
  • OH RA
    APPROVED
    Since 2016-11-10

Branch Locations

165 N Main St, Killbuck, OH 44637 • United States

4900 Oak St, Berlin, OH 44610 • United States

Glenmont, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Killbuck OH 07/1990 11/2016
Metlife Securities Inc. Killbuch OH 07/1990 11/2016
Ameriprise Financial Services, Inc. Killbuck OH 11/2016 03/2020
Ameriprise Financial Services, Llc Killbuck OH 03/2020 Present
  • 07/1990 → 11/2016
    Metropolitan Life Insurance Company
    Killbuck, OH
  • 07/1990 → 11/2016
    Metlife Securities Inc.
    Killbuch, OH
  • 11/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Killbuck, OH
  • 03/2020 → Present
    Killbuck, OH
Previous Registrations
  • 1999-10-15 → 2016-11-15
    Msi Financial Services, Inc.
    Millersburg, OH
    Killbuck, OH
    Berlin, OH
    Berlin, OH
    Millersburg, OH
    Berlin, OH
    Youngstown, OH
    Broadview Heights, OH
    Killbuck, OH
Other Businesses

Real Estate Ownership; Family Farm owned by Myself, father and brother; 13951 township road 20Glenmont, oh 44628family farm, LLc, ,; Not Investment-Related; 11/11/2016 / Commercial; 842 Route 5 & 20Irving, NY 14018, ,; Not Investment-Related; 11/11/2016. Independent Insurance Brokering; Metropolitan Life Insurance Company; 06/14/1990; Long Term Care. Business Ownership; FarmView LLC; Manager; AirBNB; 13845 STate Route 520, , Glenmont, OH, 44628; Not Investment-Related; 03/14/2022; 20 to 39 hours per month; 1 to 9 during trading hours. Board of Directors; Holmes-Wayne Electric Cooperative, Inc; trustee; 6060 State Route 83, , Millersburg, OH, 44654; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Holmes County Educaton Foundation; Trustee; 114 North Clay Street, , Millersburg, OH, 44654; Not Investment-Related; 06/06/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-03
  • S63 Uniform Securities Agent State Law Examination
    1992-12-03
Other Names
  • Lisa Anne Grassbaugh
  • Lisa Anne Grassbuaugh
  • Lisa Anne Fisher
  • Lisa A Grassbaugh
  • Lisa Grassbaugh

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Killbuck, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor