Michael J Richardson

Current Employers

Employment History

• 08/2014 → Present
  Parkland Securities, Llc
  Ann Arbor, MI
• 01/2018 → Present
  Lincoln Investment
  Fort Washington, PA
• 01/2018 → Present
  Capital Analysts
  New Albany, IN
• 03/2018 → Present
  Shepherd Financial Investment Advisory Llc
  Carmel, IN

Previous Registrations

• 2008-10-29 → 2018-01-17
  Spc
  Louisville, KY
  New Albany, IN
  Ann Arbor, MI
  Columbus, IN
  Evansville, IN
  Evansville, IN
• 2007-03-15 → 2008-09-04
  Edward Jones
  Jeffersonville, IN
  St. Louis, MO

Other Businesses

ROCK CREEK COMMUNITY ACADEMY POSITION: Board of Directors NATURE: School Board INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 11525 US-31, Sellersburg IN 47172, United States DESCRIPTION: Discuss/coordinate school vision and initiatives HANOVER COLLEGE POSITION: Athletic Advisory Board NATURE: Board/Committee INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 484 Ball Dr., Hanover IN 47243, United States DESCRIPTION: Discuss/Coordinate athletic department initiatives SHEPHERD FINANCIAL - INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 5150 Charlestown Road, Suite 2, New Albany IN 47150, United States DESCRIPTION: Sales and service of insurance products SHEPHERD FINANCIAL HOLDINGS, LLC POSITION: Member NATURE: Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 111 Congressional Boulevard,, Suite 100, Carmel IN 46032, United States DESCRIPTION: Holding company for Shepherd Financial, LLC and Shepherd Financial Investment Advisory. Involved in the day-to-day operations and decision making processesfor Shepherd Financial and Shepherd Financial Investment Advisory SHEPHERD FINANCIAL INVESTMENT ADVISORY, LLC POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 5150 Charlestown Road, Sutie 2, New Albany NY 47150, United States DESCRIPTION: Act as an IAR to retirement plan clients and individual wealth management clients. SHEPHERD FINANCIAL, LLC POSITION: Executive Partner, President - Wealth Management NATURE: Retirement Plan Consulting & Individual Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2018 ADDRESS: 111 Congressional Blvd, Suite 100, Carmel IN 46032, United States DESCRIPTION: Responsible for day-to-day operations,new business development, and client serviceto retirement plan and individualwealth management clients. REDEVELOPMENT COUNCIL POSITION: Board Member NATURE: Development Board INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 101 S New Albany Street, Sellersburg IN 47172, United States DESCRIPTION: Prioritize development projects

Exams

• S66 Uniform Combined State Law Examination
  2007-03-03
• S63 Uniform Securities Agent State Law Examination
  2005-10-14

Designations

Other Names

• Michael Richardson