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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-23 |
| MD | RA | APPROVED | 2022-08-23 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Rockville | MD | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockville | MD | 11/2016 | 08/2022 |
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 08/2022 | Present |
PROSPER LLC, INV RELATED, BETHESDA, MD, 100% OWNERSHIP, START 7/7/2023, 120 HOURS PER MONTH, 100 HOURS DURING TRADING, FINET PRACTICE.| FREELANDER GP, LLC; INV RELATED; POTOMAC, MD; 90% OWNERSHIP; START 05/06/2025; 5 HOURS PER MONTH; 5 HOUR DURING TRADING; FORMED TO SELL A % TO A LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-21 |
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