Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-04
MD RA APPROVED 1993-04-23
  • TX RA
    APPROVED_RES
    Since 2019-02-04
  • MD RA
    APPROVED
    Since 1993-04-23

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 10/1990 Present
Bank Of America, N.A. Baltimore MD 05/2011 Present
Other Businesses

I*2074276, Entity Type, Name of OBA: E N. S IRR Trust Address: Cockeysville, MD 21030 Investment Related: N Position, Title, Association: Other Employee Start Date: 01/03/2013 No Hours: 10 No Hours during trading: 4 Duties: This is a generation skipping trust created by my mother I*2097284, Entity Type: Fiduciary, Name of OBA: E N. S IRR Trust, Address: Towson, Maryland, 21204, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 03-Jan-2013, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*2704275, Entity Type: , Name of OBA: MR W S TTEE C N S TTEE U/A DTD 12/02/2004 , Address: Lutherville, Maryland, 21093, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 08/06/2025, No Hours: 100 Yearly, No Hours during Trading: 40 Yearly, Duties: I*2290266, Entity Type: Entity For Profit, Name of OBA: Schelle Holdings LLC, Address: Lutherville, Maryland, 21093, Investment Related: Y, Position, Title, Association: ["Owner"], Employee State Date: 12/29/2023, No Hours: 5 Yearly, No Hours during Trading: 5 Yearly, Duties: Account management, making sure there is enough cash to cover checks Account exists for the management of family finances and expenses. This is a non-operating entity. No revenues come into the business outside of those immediately related to the family. No perceived conflicts. 50% owner of the LLC, but it is related to immediate family.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-24
S63 Uniform Securities Agent State Law Examination 1990-12-12
  • S65 Uniform Investment Adviser Law Examination
    1993-03-24
  • S63 Uniform Securities Agent State Law Examination
    1990-12-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor