Best Investors Account Sign in

Christopher John Nicolosi

LPl Financial LLC

Melville, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-26
NY RA APPROVED 2025-09-25
  • TX RA
    APPROVED_RES
    Since 2025-09-26
  • NY RA
    APPROVED
    Since 2025-09-25

Branch Locations

538 Broadhollow Rd Ste 202, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Hauppauge NY 08/2012 03/2017
Oppenheimer & Co. Inc. Melville NY 03/2017 09/2025
Lpl Financial Llc Melville NY 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
S65 Uniform Investment Adviser Law Examination 2000-12-14
S63 Uniform Securities Agent State Law Examination 1991-02-01
  • S66 Uniform Combined State Law Examination
    2019-06-03
  • S65 Uniform Investment Adviser Law Examination
    2000-12-14
  • S63 Uniform Securities Agent State Law Examination
    1991-02-01
Other Names
  • Christopher John Nicolosi
  • Cj Nicolosi

View on SEC IAPD

Other Firms

CLEAR POINT ADVISORS, INC.
APS WEALTH MANAGEMENT, LLC
LI WEALTH MANAGEMENT INC
VOYA FINANCIAL ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
THE PINNACLE FINANCIAL GROUP
PARK AVENUE SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

ROBERT LAWRENCE LEVINE
STEVEN CHARLES BRILL
BARRY EVAN DAMPF
AMANPREET SINGH KOHLI
MARK HOWARD PHILLIPS
STEVEN JOHN MUSMANNO
STEPHEN ABRAMSON
Jordan Thomas Schrage

Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor