Thomas Francis Eacott

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars
HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2006-06-30

IL RA
APPROVED

Since 2006-06-30

Branch Locations

Victoria, IL • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Financial, Inc.	Tampa	FL	09/2003	Present
Self Employed - Accounting - T & C Financial Inc.	Victory	IL	07/2005	Present

09/2003 → Present

J.W. Cole Financial, Inc.

Tampa, FL
07/2005 → Present

Self Employed - Accounting - T & C Financial Inc.

Victory, IL

Other Businesses

(1) A) T & C FINANCIAL INC B) NON INVESTMENT RELATED C) PO BOX 187 VICTORIA IL 61485 D) ACCOUNTING E) PRESIDENT F) JUNE 2005 G) 120 HRS/MONTH H) 80 DURING TRADING HRS I) INCOME TAX PREP, ACCOUNTING J) OFFICER K) NO CLIENTS INVOLVED L) $60,000/YEAR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-03
S63	Uniform Securities Agent State Law Examination	1991-01-03

S65 Uniform Investment Adviser Law Examination

2006-01-03
S63 Uniform Securities Agent State Law Examination

1991-01-03

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