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Barry Tague

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CA RA APPROVED 2022-02-11
  • TX RA
    APPROVED
    Since 2022-11-16
  • CA RA
    APPROVED
    Since 2022-02-11

Branch Locations

1656 N. California Blvd, Floor 3, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbi Capital Management, Llc San Francisco CA 12/2010 12/2021
Jpmorgan Chase Bank Na Walnut Creek CA 01/2022 Present
Jpmorgan Securities Llc Walnut Creek CA 01/2022 Present
  • 12/2010 → 12/2021
    Rbi Capital Management, Llc
    San Francisco, CA
  • 01/2022 → Present
    Jpmorgan Chase Bank Na
    Walnut Creek, CA
  • 01/2022 → Present
    Jpmorgan Securities Llc
    Walnut Creek, CA
Previous Registrations
  • 2011-01-04 → 2022-03-15
    Rbi Capital Management, Llc
    San Francisco, CA
  • 2004-07-21 → 2010-07-21
    Spring Point Capital, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
S63 Uniform Securities Agent State Law Examination 1991-10-24
  • S66 Uniform Combined State Law Examination
    2022-04-18
  • S63 Uniform Securities Agent State Law Examination
    1991-10-24
Designations
Other Names
  • Skip Tague
  • Barry Elwert Tague
  • Barry Tague
  • Barry Elwert Tague
  • Barry Elwert Tague

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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