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Current Employers
Continuum Advisory, Llc

873 E. State Street, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-26
  • MN RA
    APPROVED
    Since 2023-09-26

Branch Locations

873 E. State Street, Eagle, ID 83616 • United States

Richfield, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 12/2014 05/2018
Fortune Financial Minnetonka MN 12/2014 05/2018
Cri Securities, Llc St Paul MN 12/2014 05/2018
Lpl Financial Llc Bloomington MN 06/2018 05/2022
Wealth Enhancement Brokerage Services Plymouth MN 06/2018 01/2019
Wealth Enhancement Advisory Services Plymouth MN 06/2018 01/2019
Personal Wealth Partners Llc Bloomington MN 01/2019 10/2022
Cx Institutional, Llc Bloomington MN 06/2022 12/2022
Triad Advisors Norcross GA 07/2023 08/2024
Continuum Advisory, Llc Eagle ID 04/2023 Present
Unemployed Richfield MN 01/2023 04/2023
Osaic Wealth, Inc. Eagle ID 08/2024 Present
  • 12/2014 → 05/2018
    Securian Financial Services, Inc
    St Paul, MN
  • 12/2014 → 05/2018
    Fortune Financial
    Minnetonka, MN
  • 12/2014 → 05/2018
    Cri Securities, Llc
    St Paul, MN
  • 06/2018 → 05/2022
    Lpl Financial Llc
    Bloomington, MN
  • 06/2018 → 01/2019
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 06/2018 → 01/2019
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 01/2019 → 10/2022
    Personal Wealth Partners Llc
    Bloomington, MN
  • 06/2022 → 12/2022
    Bloomington, MN
  • 07/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 04/2023 → Present
    Eagle, ID
  • 01/2023 → 04/2023
    Unemployed
    Richfield, MN
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Eagle, ID
Previous Registrations
  • 2022-06-20 → 2022-12-15
    Auburn, IN
    Bloomington, MN
  • 2019-02-06 → 2022-10-25
    Personal Wealth Partners Llc
    Bloomington, MN
  • 2018-06-04 → 2019-01-21
    Plymouth, MN
  • 2014-12-11 → 2018-05-25
    Securian Financial Services, Inc.
    Minnetonka, MN
  • 2014-12-11 → 2018-05-25
    Cri Securities, Llc
    Minnetonka, MN
  • 2013-09-19 → 2014-12-01
    Cetera Wealth Services, Llc
    Minneapolis, MN
Other Businesses

1) CONTINUUM ADVISORY, LLC POSITION: Compliance MANAGER NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 873 E. State Street, Eagle ID 83616, United States DESCRIPTION: predominantly supervision with some operational assistance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-29
  • S63 Uniform Securities Agent State Law Examination
    1990-11-29
Other Names
  • Ruth M Hagen
  • Ruth Marie Miller
  • Ruth Miller Mullane

View on SEC IAPD

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