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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-22 |
| CA | RA | APPROVED | 2023-04-24 |
Branch Locations
31493 Rancho Pueblo Rd,#205, Temecula, CA 92592 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2006 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2006 | 04/2023 |
| Lpl Financial Llc | Temecula | CA | 04/2023 | Present |
1) 04/19/2023 - ANSELMO INVESTMENT MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 04/19/2023 - ANSELMO FINANCIAL GROUP - Business Entity For Tax/Investment Purposes Only - Owner - Non investment related - Start date: 03/09/2021.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-06 |
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