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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-12-18 |
Branch Locations
461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | 12/2019 |
| Lpl Financial, Llc | Paramus | NJ | 12/2019 | Present |
1) 12/17/2019 - Borough Administrator for Emerson, NJ - Not Investment Related - Outside/W-2 Employment - Emerson NJ - Start Date:11/01/2009 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 07/08/2025 - Borough of Wanaque, NJ - Not Investment Related - Other - Government - Wanaque NJ - Start Date:06/23/2025 - 35 Hrs/Mth - 30 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-18 |
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