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Richard Matthew Hendl

Wells Fargo Clearing Services, LLC

Manchester, NH

Westford, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-04
NH RA APPROVED 2018-09-25
  • TX RA
    APPROVED
    Since 2019-01-04
  • NH RA
    APPROVED
    Since 2018-09-25

Branch Locations

900 Elm St Ste 700, Manchester, NH 03101 • United States

Westford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Fund Services Denver CO 05/2013 08/2018
Wells Fargo Clearing Services Llc Manchester NH 09/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
S65 Uniform Investment Adviser Law Examination 1995-01-13
S63 Uniform Securities Agent State Law Examination 1991-07-18
  • S66 Uniform Combined State Law Examination
    2018-10-08
  • S65 Uniform Investment Adviser Law Examination
    1995-01-13
  • S63 Uniform Securities Agent State Law Examination
    1991-07-18
Designations
Other Names
  • Richard M Hendl
  • Richard Matthew Hendl
  • Richard Hendl

View on SEC IAPD

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EAGLE STRATEGIES LLC · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
AMERICAN WEALTH PROTECTION FINANCIAL, LLC · MANCHESTER, NH
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