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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| NJ | RA | APPROVED | 2009-02-02 |
Branch Locations
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
North Caldwell, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Florham Park | NJ | 01/2009 | Present |
NAME OF OTHER BUSINESS: Bernice M. Sobotka Trust / INVESTMENT RELATED?: Y / ADDRESS: 5871 Northridge Drive N / NATURE OF THE BUSINESS: Seasonal rental property, Real Estate / POSITION: Proprietor / owner / DUTIES: Landlord / START DATE: 12/1/2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-31 |
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