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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-10
TX RA APPROVED_RES 2017-01-06
  • FL RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED_RES
    Since 2017-01-06

Branch Locations

3522 Haldeman Creek Dr, #111, Naples, FL 34112 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 11/2007 Present
Penn Mutual Life Ins Co Horsham PA 11/2007 Present
  • 11/2007 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 11/2007 → Present
    Penn Mutual Life Ins Co
    Horsham, PA
Other Businesses

1) INSURANCE & INVESTMENT | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD:AGENT | ADDRESS: 3522 HALDEMAN CREEK DR, #111 NAPLES, FL 34112 | START DATE: 12/9/2015 | NATURE OF ACTIVITY:LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, DISABILITY, LONG TERM CARE, HEALTH & MEDICAL MEDICARE SUPPLEMENT , USING VARIOUS CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY TO SELL LIFE INSURANCE. 2) MLP PRODUCTIONS, LLC - NO DBA, NOT INVESTMENT-RELATED, 199 ROSE ROAD WEST, NYACK, NY 10994, SOLE MEMBER BUSINESS PROTECTION AND PASS THROUGH ENTITY, MANAGER, START DATE: 01/01/2000, APPROXIMATE NUMBER OF HOURS/MONTH: 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10, DUTIES: GENERAL BOOKKEEPING. 3) TREASURER COMPASS POINT HOA | INVESTMENT RELATED: YES | DBA NAME: | POSITION HELD: BOARD MEMBER/TREASURER | ADDRESS: 3570 HALDEMAN CREEK DR NAPLES FL 34112 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: COMMUNITY SERVICE HOA | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: AS TREASURER NO HANDLING OF FUNDS OR CUSTODY. | MONIES AND MONETARY TRANSACTIONS ARE PROCESSED THROUGH THIRD PARTY MANAGEMENT COMPANY. PROVIDE INPUT AS TO HOA FEE'S AND EXPENSES. VOTE IN CONJUNCTION WITH BOARD MEMBERS WHEN NEEDED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-14
S63 Uniform Securities Agent State Law Examination 1990-12-17
  • S65 Uniform Investment Adviser Law Examination
    2020-07-14
  • S63 Uniform Securities Agent State Law Examination
    1990-12-17

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