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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-10 |
| TX | RA | APPROVED_RES | 2017-01-06 |
Branch Locations
3522 Haldeman Creek Dr, #111, Naples, FL 34112 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2007 | Present |
| Penn Mutual Life Ins Co | Horsham | PA | 11/2007 | Present |
1) INSURANCE & INVESTMENT | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD:AGENT | ADDRESS: 3522 HALDEMAN CREEK DR, #111 NAPLES, FL 34112 | START DATE: 12/9/2015 | NATURE OF ACTIVITY:LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, DISABILITY, LONG TERM CARE, HEALTH & MEDICAL MEDICARE SUPPLEMENT , USING VARIOUS CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY TO SELL LIFE INSURANCE. 2) MLP PRODUCTIONS, LLC - NO DBA, NOT INVESTMENT-RELATED, 199 ROSE ROAD WEST, NYACK, NY 10994, SOLE MEMBER BUSINESS PROTECTION AND PASS THROUGH ENTITY, MANAGER, START DATE: 01/01/2000, APPROXIMATE NUMBER OF HOURS/MONTH: 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10, DUTIES: GENERAL BOOKKEEPING. 3) TREASURER COMPASS POINT HOA | INVESTMENT RELATED: YES | DBA NAME: | POSITION HELD: BOARD MEMBER/TREASURER | ADDRESS: 3570 HALDEMAN CREEK DR NAPLES FL 34112 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: COMMUNITY SERVICE HOA | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: AS TREASURER NO HANDLING OF FUNDS OR CUSTODY. | MONIES AND MONETARY TRANSACTIONS ARE PROCESSED THROUGH THIRD PARTY MANAGEMENT COMPANY. PROVIDE INPUT AS TO HOA FEE'S AND EXPENSES. VOTE IN CONJUNCTION WITH BOARD MEMBERS WHEN NEEDED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-17 |
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