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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-31
  • CT RA
    APPROVED
    Since 2021-03-31

Branch Locations

Fairfield, CT • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Distributors Llc Boston MA 01/2002 Present
John Hancock Fairfield CT 09/1990 Present
John Hancock Advisers, Llc Boston MA 12/2008 Present
John Hancock Funds, Llc Boston MA 07/2010 Present
Mfc Global Investment Management (U.S.), Llc Boston MA 12/2010 Present
  • 01/2002 → Present
    John Hancock Distributors Llc
    Boston, MA
  • 09/1990 → Present
    John Hancock
    Fairfield, CT
  • 12/2008 → Present
    John Hancock Advisers, Llc
    Boston, MA
  • 07/2010 → Present
    John Hancock Funds, Llc
    Boston, MA
  • 12/2010 → Present
    Mfc Global Investment Management (U.S.), Llc
    Boston, MA
Previous Registrations
Other Businesses

NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-06
S63 Uniform Securities Agent State Law Examination 1991-02-07
  • S65 Uniform Investment Adviser Law Examination
    2003-01-06
  • S63 Uniform Securities Agent State Law Examination
    1991-02-07
Other Names
  • Kelli Ann Grady
  • Kelli Ann Paine
  • Kell Ann Grady

View on SEC IAPD

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