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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-06-13
  • GA RA
    APPROVED
    Since 2019-06-13

Branch Locations

2700 Cumberland Pkwy, Ste 410, Atlanta, GA 30339 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 03/2010 Present
Independent Financial Partners Woodstock GA 08/2016 05/2019
Private Advisor Group, Llc Atlanta GA 05/2019 Present
Previous Registrations
Other Businesses

1. 3/26/2010: DeHaan Wealth Management - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 11/09/2010: INV REL - At Reported Business Location(s) - No Business Name - Non-Variable Insurance - 5% Time Spent - Selling and servicing disability income policies 3. 5/23/2019 - DeHaan Lindsey Wealth Management - Investment related - At reported business location(s) - start date: 05/22/2019 - 40 Hours Per Month/8 Hours During Securities Trading 4. 10/30/2019 - Private Advisor Group - DBA: (Hybrid) DEHAAN LINDSEY WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 05/22/2019 - 140 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through In Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-16
S63 Uniform Securities Agent State Law Examination 1995-10-09
  • S66 Uniform Combined State Law Examination
    2008-02-16
  • S63 Uniform Securities Agent State Law Examination
    1995-10-09

View on SEC IAPD

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