Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-11-17
  • NC RA
    APPROVED
    Since 2017-11-17

Branch Locations

520 South New Hope Rd., Gastonia, NC 28054 • United States

329 N Main St., Boiling Springs, NC 28017 • United States

135 Sweeten Creek Rd., Asheville, NC 28803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2001 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2006-10-30 → 2017-11-21
    Boiling Springs, NC
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2017, AS ADVISORY REP OF A RIA, INV REL, 200 HR/MO, 104 HR/MO TRADING. 2) BARBARA MULL INVESTMENT SOLUTIONS LLC, 329 N MAIN ST, BOILING SPRINGS, NC, 11/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 3) BARBARA MULL INVESTMENT SOLUTIONS LLC, 329 N MAIN ST, BOILING SPRINGS, NC, 11/2017, OWNER, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) 4510 M&M BROTHERS LLC, 329 N MAIN ST, BOILING SPRINGS, NC, 8/2017, OWNER, REAL ESTATE RENTAL, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) FIRST BAPTIST CHURCH OF BOSTIC, 188 E CHURCH ST, BOSTIC, NC, 01/2020, FINANCE COMMITTEE MEMBER, NIR, 1 HR/YR, 0 HR/YR TRADING. 6) FIRST BAPTIST CHURCH OF BOSTIC, 188 E CHURCH ST, BOSTIC, NC, 10/2022, BOARD MEMNER, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) BARBARA MULL INVESTMENT SOLUTIONS, LLC, 329 N Main St, Shelby NC 28152, 06/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 1 HR/MO, 1 HR/MO TRADING. 8) WILSON FINANCIAL GROUP, LLC, 520 S New Hope Rd, Gastonia NC 28054, United States, 01/02/2026, Investment Advisor Representative, Paraplanning, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-26
S63 Uniform Securities Agent State Law Examination 2001-06-21
  • S65 Uniform Investment Adviser Law Examination
    2006-10-26
  • S63 Uniform Securities Agent State Law Examination
    2001-06-21
Other Names
  • Barbara Ann White
  • Barbara A Mull
  • Barbara W Mull
  • Barbara White Mull

View on SEC IAPD

More in Gastonia, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor