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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-11-17 |
Branch Locations
520 South New Hope Rd., Gastonia, NC 28054 • United States
329 N Main St., Boiling Springs, NC 28017 • United States
135 Sweeten Creek Rd., Asheville, NC 28803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2001 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2017, AS ADVISORY REP OF A RIA, INV REL, 200 HR/MO, 104 HR/MO TRADING. 2) BARBARA MULL INVESTMENT SOLUTIONS LLC, 329 N MAIN ST, BOILING SPRINGS, NC, 11/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 3) BARBARA MULL INVESTMENT SOLUTIONS LLC, 329 N MAIN ST, BOILING SPRINGS, NC, 11/2017, OWNER, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) 4510 M&M BROTHERS LLC, 329 N MAIN ST, BOILING SPRINGS, NC, 8/2017, OWNER, REAL ESTATE RENTAL, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) FIRST BAPTIST CHURCH OF BOSTIC, 188 E CHURCH ST, BOSTIC, NC, 01/2020, FINANCE COMMITTEE MEMBER, NIR, 1 HR/YR, 0 HR/YR TRADING. 6) FIRST BAPTIST CHURCH OF BOSTIC, 188 E CHURCH ST, BOSTIC, NC, 10/2022, BOARD MEMNER, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) BARBARA MULL INVESTMENT SOLUTIONS, LLC, 329 N Main St, Shelby NC 28152, 06/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 1 HR/MO, 1 HR/MO TRADING. 8) WILSON FINANCIAL GROUP, LLC, 520 S New Hope Rd, Gastonia NC 28054, United States, 01/02/2026, Investment Advisor Representative, Paraplanning, NIR, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-21 |
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