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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-22 |
| GA | RA | APPROVED | 2024-05-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Albany | GA | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albany | GA | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Albany | GA | 05/2024 | Present |
JMH FAMILY PROPERTIES LLC, INV RELATED, ALBANY, GA, 100% OWNERSHIP, START 12/30/2014, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: SOLE MEMBER. RENTAL PROPERTY; INVESTMENT RELATED; SANTA ROSA BEACH,FL; 100% OWNERSHIP; START 12/1/2014; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0. SAGO SANDS CONDO HOA, NOT INV RELATED, SANTA ROSA BEACH, FL, BOARD MEMBER, START 9/6/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, MANAGEMENT AND OVERSIGHT OF HOA. JAMES HARRIS & ASSOCIATES, LLC; INV. RELATED; ALBANY, GA; 100% OWNERSHIP; FINET PRACTICE; START DATE 5/20/2024; 8 HRS PER MONTH; 1 HR DURING TRADING. JAMES HARRIS & CO. LLC, INV RELATED, ALBANY, GA, 100% OWNERSHIP, START 5/20/24, 40 HRS PER WEEK, 40 HRS DURING TRADING, FINET PRACTICE. JAMES HARRIS CO. 401K; INV. RELATED; ALBANY, GA; TRUSTEE; START DATE 9/1/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. JAMES HARRIS CO. 401K FBO SELF AND ASSOCIATES; INV. RELATED; ALBANY, GA; TRUSTEE; START DATE 9/1/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-01 |
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