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Robert Stephen Malik

Charter Oak Asset Management, Inc.

Cheshire, CT

CRD 2107893

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Employer firm

Charter Oak Asset Management, Inc. CRD 27823

$74.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Charter Oak Asset Management, Inc.

1520 Highland Ave, Cheshire, CT 06410-1276 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-16
CT RA APPROVED 1987-06-18
  • FL RA
    APPROVED
    Since 2026-02-16
  • CT RA
    APPROVED
    Since 1987-06-18

Branch Locations

1520 Highland Ave, Cheshire, CT 06410-1276 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charter Oak Asset Management, Inc. Cheshire CT 05/1997 Present

View on SEC IAPD

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Nearby Offices

SPRINGBOARD ASSET MANAGEMENT LLC · CHESHIRE, CT
OSAIC WEALTH, INC. · CHESHIRE, CT
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