Best Investors Account Sign in
Inactive

Robert Stephen Malik

Charter Oak Asset Management, Inc.

Cheshire, CT

Claim This Profile
Current Employers
Charter Oak Asset Management, Inc.

1520 Highland Ave, Cheshire, CT 06410-1276 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-16
CT RA APPROVED 1987-06-18
  • FL RA
    APPROVED
    Since 2026-02-16
  • CT RA
    APPROVED
    Since 1987-06-18

Branch Locations

1520 Highland Ave, Cheshire, CT 06410-1276 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charter Oak Asset Management, Inc. Cheshire CT 05/1997 Present

View on SEC IAPD

Other Firms

SPRINGBOARD ASSET MANAGEMENT LLC
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
SOUNDVIEW PRIVATE WEALTH ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC INSTITUTIONS, INC.
LPL FINANCIAL LLC

Other Investors

REBECCA DEWEY GREEN
CHARLES MORTON GREEN
JEREMY BENNETT BEITEL
DAVID ARMAND VENTURA
Bosmat Cohen
SAMUEL ELIAS KAPLOWITZ
Sebastiano La Rosa
Maria Fredelinda Garcia Nuesi

Other Offices

SPRINGBOARD ASSET MANAGEMENT LLC · CHESHIRE, CT
OSAIC WEALTH, INC. · CHESHIRE, CT
WELLS FARGO CLEARING SERVICES, LLC · CHESHIRE, CT
EDWARD JONES · Cheshire, CT
SOUNDVIEW PRIVATE WEALTH ADVISORS · CHESHIRE, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHESHIRE, CT
OSAIC WEALTH, INC. · CHESHIRE, CT
OSAIC INSTITUTIONS, INC. · Cheshire, CT

More in Cheshire, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor