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Darren Matthew Janakis

LPl Financial LLC

Dover, NH

Bradenton, FL

CRD 2107827

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-18
TX RA APPROVED_RES 2014-05-06
NH RA APPROVED 2004-07-12
  • FL RA
    APPROVED
    Since 2024-12-18
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • NH RA
    APPROVED
    Since 2004-07-12

Branch Locations

1 Waldron Court, Ste. E, Dover, NH 03820 • United States

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dover NH 07/2004 Present
Previous Registrations
Other Businesses

1. 07/13/2004 * non-variable insurance-trails only * INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 1% 2. 11/15/2004 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - JANAKIS FINANCIAL - FOR ACCOUNTING PURPOSES ONLY. - DOVER, NH 3. 02/02/2023 - United Underwriters - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/31/2023 - 1 Hour Per month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-14
S63 Uniform Securities Agent State Law Examination 1992-02-13
  • S65 Uniform Investment Adviser Law Examination
    1999-06-14
  • S63 Uniform Securities Agent State Law Examination
    1992-02-13
Other Names
  • Darren M Janakis

View on SEC IAPD

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