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39 Main Street, Chatham, NJ 07928 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2013-03-26 |
Branch Locations
190 Main Street, Suite 101A Po Box 707, Gladstone, NJ 07934 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glacier Peak Capital Management, Llc | Bedminster | NJ | 01/2006 | Present |
| Cascade Mountain Capital Management, Llc | Bedminster | NJ | 01/2010 | Present |
| Curvature Securities Llc | Bedminster | NJ | 12/2013 | Present |
1) CASCADE MOUNTAIN CAPITAL MANAGEMENT LLC; INVESTMENT RELATED; 376 MAIN STREET, SUITE 100 BEDMINSTER, NJ 07921; HEDGE FUND;PRINCIPAL/DIRECTOR;1/2010; 10 HOURS PER MONTH; 30 MINUTES DURING TRADING HOURS; MANAGE FIXED INCOME ARBITRAGE FUND 2) GLACIER PEAK CAPITAL; INVESTMENT RELATED; SAME AS ABOVE; MANAGER OF MANAGED ACCOUNTS; PORTFOLIO MANAGER; 01/2006; 40 HRS/MONTH; 2 HRS DURING TRADING; PORTFOLIO MANAGER FOR FIXED INCOME FUND
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-03 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-25 |
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