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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-05-02
TX RA APPROVED_RES 2024-05-02
  • NE RA
    APPROVED
    Since 2024-05-02
  • TX RA
    APPROVED_RES
    Since 2024-05-02

Branch Locations

Lincoln, NE • United States

3201 Pioneers Blvd, Ste 208, Lincoln, NE 68502 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities Lp Orange CA 12/2003 05/2024
Lpl Financial Llc Lincoln NE 05/2024 Present
Private Advisor Group, Llc Morristown NJ 05/2024 Present
  • 12/2003 → 05/2024
    Crown Capital Securities Lp
    Orange, CA
  • 05/2024 → Present
    Lpl Financial Llc
    Lincoln, NE
  • 05/2024 → Present
    Morristown, NJ
Previous Registrations
  • 2003-12-05 → 2024-04-30
    Crown Capital Securities, L.P.
    Lincoln, NE
    Orange, CA
  • 2003-01-13 → 2003-12-01
    Questar Capital Corporation
    Lincoln, NE
  • 1998-10-09 → 2002-12-18
    Cambridge Investment Research, Inc.
    Lincoln, NE
Other Businesses

(1) 12/19/2023- LAZARO WEALTH CONSULTANTS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2003 - 160 Hours Per Month/ 8 Hours During Trading (2) 03/22/2024- Juno Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 160 Hours Per Month/ 8 Hours During Trading (3) 05/07/2024 - Private Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/1/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 12/03/2024 - JUNO PRIVATE WEALTH - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date :05/02/2024- 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 07/29/2025 - NFN Farm Exchange LLC - Not Investment Related - For-Profit Board Member - Start Date:07/01/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-22
S63 Uniform Securities Agent State Law Examination 1990-11-20
  • S65 Uniform Investment Adviser Law Examination
    1998-06-22
  • S63 Uniform Securities Agent State Law Examination
    1990-11-20
Other Names
  • Edward Lee Gray

View on SEC IAPD

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