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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Mercer Island | WA | 08/1990 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Renton | WA | 07/2016 | Present |
| Mml Investors Services, Llc | Renton | WA | 03/2017 | Present |
(1) NAME: ANTHONY LINH GIAN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PERSONAL RENTAL PROPERTIES POSITION: LANDLORD START DATE: 04/01/1997 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COLLECT RENT (2) NAME: ANTHONY GIAN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 12/01/2022 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 1 DUTIES: PROPERTY AND CASUALTY INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-14 |
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