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Anthony Linh Gian

Mml Investors Services, LLC

Renton, WA

CRD 2107563

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-03-25
  • WA RA
    APPROVED
    Since 2017-03-25

Branch Locations

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Mercer Island WA 08/1990 03/2017
Massachusetts Mutual Life Insurance Company Renton WA 07/2016 Present
Mml Investors Services, Llc Renton WA 03/2017 Present
  • 08/1990 → 03/2017
    Metlife Securities Inc.
    Mercer Island, WA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Renton, WA
  • 03/2017 → Present
    Renton, WA
Previous Registrations
  • 2001-11-27 → 2017-03-25
    Msi Financial Services, Inc.
    Bellevue, WA
    Bellevue, WA
Other Businesses

(1) NAME: ANTHONY LINH GIAN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PERSONAL RENTAL PROPERTIES POSITION: LANDLORD START DATE: 04/01/1997 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COLLECT RENT (2) NAME: ANTHONY GIAN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 12/01/2022 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 1 DUTIES: PROPERTY AND CASUALTY INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1991-05-14
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1991-05-14
Other Names
  • Linh An Gian

View on SEC IAPD

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