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Eric C Sheridan

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-11
NC RA APPROVED 2023-09-06
  • TX RA
    APPROVED
    Since 2024-01-11
  • NC RA
    APPROVED
    Since 2023-09-06

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 06/2006 09/2016
Tannin Capital, Llc Charlotte NC 12/2017 05/2022
None Charlotte NC 10/2016 11/2017
Wells Fargo Clearing Services, Llc Charlotte NC 06/2023 Present
None Chalotte NC 05/2022 06/2023
Previous Registrations
  • 2021-06-11 → 2022-05-25
    Tannin Capital, Llc
    Charlotte, NC
  • 2004-11-15 → 2005-01-26
    Eastover Capital Management Inc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
S65 Uniform Investment Adviser Law Examination 1997-08-08
S63 Uniform Securities Agent State Law Examination 1993-06-24
  • S66 Uniform Combined State Law Examination
    2023-12-20
  • S65 Uniform Investment Adviser Law Examination
    1997-08-08
  • S63 Uniform Securities Agent State Law Examination
    1993-06-24
Designations
Other Names
  • Eric Carlisle Sheridan

View on SEC IAPD

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