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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-02-19
  • WI RA
    APPROVED
    Since 2004-02-19

Branch Locations

625 Water Street Suite 105, Prairie Du Sac, WI 53578 • United States

Sauk City, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2004 Present
Rendler And Associates, Llc Prairie Du Sac WI 02/2004 Present
Other Businesses

Co-Owner of a residential rental property located in Westfield, WI; As of 08/30/16; 0% time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-19
S63 Uniform Securities Agent State Law Examination 1990-11-06
  • S65 Uniform Investment Adviser Law Examination
    2003-11-19
  • S63 Uniform Securities Agent State Law Examination
    1990-11-06
Other Names
  • Tami Rudolph
  • Tami Rae Rudolph

View on SEC IAPD

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