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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2004-02-19 |
Branch Locations
625 Water Street Suite 105, Prairie Du Sac, WI 53578 • United States
Sauk City, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2004 | Present |
| Rendler And Associates, Llc | Prairie Du Sac | WI | 02/2004 | Present |
Co-Owner of a residential rental property located in Westfield, WI; As of 08/30/16; 0% time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-06 |
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