Patricia Martin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-24
CA	RA	APPROVED	1997-12-15

TX RA
APPROVED_RES

Since 2006-10-24
CA RA
APPROVED

Since 1997-12-15

Branch Locations

Davis, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Redwood City	CA	10/1990	03/2020
Ameriprise Financial Services, Llc	Davis	CA	03/2020	Present

10/1990 → 03/2020

Ameriprise Financial Services, Inc.

Redwood City, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Davis, CA

Other Businesses

Real Estate Ownership; Single Family; Junipero 2 SW of 1st Avenue, , Carmel by the Sea, CA, 93921; Not Investment-Related; 01/01/2024.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-11-14

S63 Uniform Securities Agent State Law Examination

1990-11-14

Other Names

Tricia Martin

View on SEC IAPD