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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-06-24 |
Branch Locations
780 Newtown Yardley Rd #310, Newtown, PA 18940 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Securities Corp. | Newton | PA | 12/2008 | Present |
| Lpl Financial Llc | Newton | PA | 09/2009 | Present |
1. 4/11/2011 - THE CAPITAL LEGACY, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 2/24/2012 - GRIFFITHS FINANCIAL SERVICES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 11/25/2013: OTHER-FOR ACCOUNTING PURPOSES ONLY - T & Z FINANCIAL, LLC - OWN DBA 100% FOR TAX PURPOSES, NOT ADVERTISED TO THE PUBLIC. - TIME SPENT 1% - NEWTOWN, PA. 4. 07/30/2015 - GREAT VALLEY ADVISOR GROUP, INC. - INV REL - 780 NEWTOWN YARDLEY RD, SUITE 310, NEWTOWN, PA 18940 - REGISTERED INVESTMENT ADVISOR HYBRID - START 06/22/2015 - 80 HOURS PER MONTH, 4 DURING TRADING - INVESTMENT ADVISOR REPRESENTATIVE UNDER THE GREAT VALLEY ADVISOR GROUP, INC. RIA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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