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John Haywood Lyon

Rossby Financial, LLC

Durham, NC

Melbourne, FL

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Current Employers
Rossby Financial, Llc

2412 Irwin Street, Melbourne, FL 32901 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-30
  • NC RA
    APPROVED
    Since 2026-07-30

Branch Locations

Durham, NC • United States

2412 Irwin Street, Melbourne, FL 32901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Cary NC 11/2014 01/2018
Mml Investors Services Cary NC 04/2015 01/2018
Cambridge Investment Research, Inc. Fairfield IA 02/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2018 Present
Rossby Financial Llc Melbourne FL 07/2026 Present
Lyon Financial Services Durham NC 07/2026 Present
  • 11/2014 → 01/2018
    Massachusetts Mutual Life Insurance Co
    Cary, NC
  • 04/2015 → 01/2018
    Mml Investors Services
    Cary, NC
  • 02/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2018 → Present
    Fairfield, IA
  • 07/2026 → Present
    Melbourne , FL
  • 07/2026 → Present
    Lyon Financial Services
    Durham, NC
Previous Registrations
Other Businesses

1) Musician. 4614 Carlton Crossing Drive Durham NC 27713. 1/1/2000. Not investment related. Perform for Churches and events and compensated per service/event. 5hrs/monthly, 0hrs during trading 2) HOUSE OF PRAYER MINISTRIES, Roxboro NC 27573, 04/2017. Pastor. NIR, 4hrs/weekly, 0hrs during trading 3) Lyon financial Services. Durham NC 27713. 7/1/2005. Insurance agent/owner. Investment related. 25hrs/weekly, 25hrs/during trading 4) Lyon Financial Services, LLC Durham NC 27713. 9/1/2006. Owner. Investment related, 25/hrs weekly, 25hrs/during trading 5) CIRA 1776 Pleasant Plain Rd Fairfield IA 52556. Advisory Rep of an RIA. 2/6/2018. Investment related. 20hrs/weekly, 20hrs during trading 6) PRESENTER/FACILITATOR, DURHAM, NC, 2/2018, NIR, PRESENT/EDUCATE COMMUNITY ON BUDGETING AND CREDIT REPORTING, 5HRS/MO, 3HRS/TRADING. 7) JOHN LYON JR, Durham NC, 03/2024, Business Consulting, Coaching, NIR, 5 HR/MO - 0 Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-19
S63 Uniform Securities Agent State Law Examination 2006-02-09
  • S65 Uniform Investment Adviser Law Examination
    2011-12-19
  • S63 Uniform Securities Agent State Law Examination
    2006-02-09
Other Names
  • John Haywood Lyon

View on SEC IAPD

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