Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| DE | RA | APPROVED | 1998-08-18 |
Branch Locations
1013 Centre Road Suite 400, Wilmington, DE 19805-1265 • United States
Wilmington, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Wilmington | DE | 03/2008 | Present |
(1) WILMINGTON ECONOMIC AND FINANCIAL ADVISORY COUNCIL; ADDRESS: 800 FRENCH STREET, WILMINGTON, DE 19801; BUSINESS DESCRIPTION: CITY GOVERNMENT ADVISORY BOARD; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISORY; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-13 |
Reach out to this advisor