Tony Joe Akin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → Present
  Raymond James Financial Services, Inc
  Huntsville, AL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Huntsville, AL
• 06/2021 → Present
  Financial Strategies Group
  Huntsville, AL

Previous Registrations

• 2006-02-21 → 2007-02-26
  Citigroup Global Markets Inc.
  Huntsville, AL
  New York, NY
  Huntsville, AL
• 2002-02-15 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Huntsville, AL

Other Businesses

(1)Name of Business: Address: 5007 Clearwater Creek Road, Brownsboro, AL, 35741, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing educational information on Medicare and Social Security. Giving advice on top rated Medicare Plans in our area including Medicare Advantage Plans and Supplement Plans. The company is owned by my wife, Stephanie Akin, and I am an agent for the company and represent several leading Medicare insurance companies. I help with a few seminars. (2)Name of Business: Akin Address: 5007 Clearwater Creek Road, Brownsboro, AL, 35741, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/27/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am trustee of Akin Family Property Trust. This trust holds several farms, rental property and condos. I am also trustee of Akin Life insurance Trust ILET. The trust owns a life policy on my mother and Raymond James holds the trust. I was named Trustee by my father. (3)Name of Business: Akin Address: 129 Washington St NE, Huntsville, AL, 35801, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee - insurance trust for the estate of my Dad. This is an ILET and I am the trustee for the second to die Survivorship Policy. (4)Name of Business: Financial Strategies Group,LLC Address: 129 Washington St NE, Huntsville, AL, 35801, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/02/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-27
• S63 Uniform Securities Agent State Law Examination
  1991-01-02

Other Names

• Tony Joe Akin