Randall Warren Nelson

Employer firm

The Baker Group, LP CRD 7888

2 advisory clients

Reported services (Item 5G)

• FIXED INCOME INVESTMENT STRATEGIES FOR FINANCIAL INSTITUTIONS AND OTHER INSTITUTIONAL INVESTORS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 10/2019
  Wells Nelson & Associates, Llc
  Oklahoma City, OK
• 10/2019 → Present
  D.A. Davidson & Co.
  Tulsa, OK

Previous Registrations

• 2019-10-22 → 2024-01-18
  D.A. Davidson & Co.
  Denver, CO
  Tulsa, OK
  Plano, TX
  Great Falls, MT
• 2000-08-17 → 2019-12-03
  Wells Nelson & Associates, L.L.C.
  Tulsa, OK
  Dallas, TX
  Little Rock, AR
  Oklahoma City, OK
• 2005-03-02 → 2011-03-31
  Warren Capital, Corp.
  Tulsa, OK

Other Businesses

1) WARREN CAPITAL CORP; INVESTMENT RELATED; TULSA, OK; CORPORATION HOLDING COMPANY FOR OIL AND GAS LEASES; PRESIDENT-100% OWNERSHIP; STARTING 6/6/1995; 5 HRS/ MO; NO TIME DURING SECURITIES TRADING HOURS; GENERAL MANAGEMENT DUTIES. 2) SUDBURY TRANSPORTATION, INC., INVESTMENT RELATED; HAYSEVILLE, KS; TRANSPORTATION CORPORATION; CHAIRMAN WITH 50% OWNERSHIP; STARTING 7/1/2015; DEVOTE APPROXIMATELY 5 HOURS MONTHLY AND DURING SECURITIES TRADING HOURS; DUTIES ARE TO MAINTAIN CONTACT WITH STAFF CONCERNING OVERALL OPERATIONS. 3) RCKM Realty, LLC; NOT INVESTMENT RELATED; TULSA, OK; COMMERCIAL REAL ESTATE INVESTMENT; 50% OWNERSHIP WITH NO ACTIVE INVOLVEMENT; STARTING 07/01/025; DEVOTE APPROXIMATELY 4 HOURS MONTHLY 0 HOURS DURING MARKET HOURS; NO DUTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-12
• S63 Uniform Securities Agent State Law Examination
  1992-06-12

Other Names

• Randy Nelson
• Randall W Nelson